```html SEBI Disclosures - AK Rao Personal Finance Advisory

SEBI Registration Details

Firm Name AK Rao Personal Finance Advisory
RIA Registration Number INA000022534
Registration Type Individual
Validity Perpetual
Registered Address B4-901, Elita Promenade Apartments,
J.P. Nagar 7th Phase,
Bangalore - 560078
Phone +91 98801 01106

Associated SEBI Regional Office

2nd Floor, Jeevan Mangal Building,
No.4, Residency Road,
Bengaluru – 560025, Karnataka

Tel. Board: +91-080-22222262 / 22222264 / 22222283

Email: bangalore-lo@sebi.gov.in

Registration granted by SEBI, membership of BSE, and certification from NISM does in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.

Complaint Status Summary

S.No. Received from Pending as of last month Received Resolved* Total pending# Pending >3 months Avg. resolution time^
1 Directly from investors 0 0 0 0 0 0
2 SEBI - SCORES 0 0 0 0 0 0
3 Other sources 0 0 0 0 0 0
*Inclusive of complaints of previous months/years resolved in the current month/year | ^Time in days | # Inclusive of complaints pending as on the last day of the month/year

Trend of Monthly Disposal of Complaints

S.No. Month Carried fwd. from prev. month Received Resolved* Pending#
1Apr 20260000
2May 2026----
3Jun 2026----
4Jul 2026----
5Aug 2026----
6Sep 2026----
7Oct 2026----
8Nov 2026----
9Dec 2026----

Trend of Annual Disposal of Complaints

S.No. Year Carried fwd. from prev. year Received Resolved* Pending#
12025-260000
22026-270000

Grievance Redressal / Escalation Matrix

Designation Contact Person Physical Address Contact No. Email ID Working Hours
Customer Care Ashok Krishnarao B4-901, Elita Promenade Apartments,
J.P. Nagar 7th Phase, Bangalore - 560078
9880101106 ashok@akraoadvisory.com 9am to 6pm, except Sundays & public holidays
Head of Customer Care Ashok Krishnarao Same as above 9880101106 ashok@akraoadvisory.com Same as above
Compliance Officer Ashok Krishnarao Same as above 9880101106 ashok@akraoadvisory.com Same as above
CEO Ashok Krishnarao Same as above 9880101106 ashok@akraoadvisory.com Same as above
Principal Officer Ashok Krishnarao Same as above 9880101106 ashok@akraoadvisory.com Same as above

Compliance Audit Status

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S.No. Financial Year Compliance Audit Status Remarks, if any
1FY 2024-25n/an/a
2FY 2025-26n/an/a

Investor Awareness Resources

To aid the general public with informative material and tools related to personal finance and investments, SEBI provides an Investor information website:

www.investor.sebi.gov.in

SEBI has also made available the SEBI Saarathi App on the Google Play and Apple App Stores.

SEBI Investor Charter

View the official SEBI Investor Charter for Investment Advisers.

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